Our compliance officer identified the gap within a particular process that creates a risk for the business and could have resulted in fines and consent orders. It was around the practice of debt sales, and they were able to ensure the business mitigated that risk and had appropriate management.

Our team performed an audit and validation of their new policy as part of the consent order remediation and proposed an end-to-end solution to bridge the gaps discovered and turned over valuable propositions to implement improved sustainability.

Our compliance team partnered with a multi-industrial company to be their internal compliance team, as they act as our marketing ally to bring their partners to our organization. This led us to cater to various compliance services for their partners based on functional expertise and industry, with high collaboration at all levels of the organization to ensure we deliver desired results to clients.